Which Scenarios Can Be Monitored?
Statutory requirements (Market Abuse Directive 2003/6/EC or the SFBC Market Abuse Newsletter) as well as the company’s internal rules can be monitored:
- Front and parallel running
- Abusive practices such as churning and parking
- Manipulation, such as wash trades, matched orders, snake trading
- Trading restrictions for analysts or corporate customer consultants
- Trading prohibitions for all employees
The MAID (Market Abuse/Insider Dealing Detection) software solution can be used as a stand-alone or integrated in the MLDS Money Laundering Detection System.
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