(Kopie 2)
Rules for monitoring employee trades may include:
- Compliance with minimum holding periods/prohibition of day trading
- Limits on the maximum number of transactions per unit of time
- Compliance with restrictions on certain employees
- Monitoring general trading prohibitions, such as interests in the company.
The MAID (Market Abuse/Insider Dealing Detection) software solution monitors employee stock trades with the help of Visual Rules technology and highlights transactions that do not correspond to the rules.
The compliance officer uses the information provided in MAID to clarify the circumstances behind them.
